ETFs Are Going BATS … and Why You Should Care!
Contributor Post By: Ron Rowland The ETF marketplace changed last month. You didn’t notice? Don’t worry, you’re not alone. Today I’ll tell you all about it. You already know that “exchange traded…
SEC May Have Destroyed Papers on Bank Probes
The Securities and Exchange Commission may have destroyed documents related to investigations into major banks and hedge funds, according to Sen. Chuck Grassley (R-Iowa). "From what I've seen, it…
SEC, Rajat Gupta Drop Their Cases, for Now
NEW YORK—The Securities and Exchange Commission dropped its civil administrative proceeding against former Goldman Sachs Group Inc. director Rajat Gupta, but left the door open to pursue…